-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5N38Wi2Cl/T86UFgaV1okgm2YCQ1zWIIH2apsz0Xw1xb/N3bFf/WqhuZWjy4kA7 JJhz/9CtbNHYVRheWuCb5g== 0001085146-09-003204.txt : 20090814 0001085146-09-003204.hdr.sgml : 20090814 20090813211834 ACCESSION NUMBER: 0001085146-09-003204 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090813 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Mueller Water Products, Inc. CENTRAL INDEX KEY: 0001350593 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 203547095 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82047 FILM NUMBER: 091012054 BUSINESS ADDRESS: STREET 1: 1200 ABERNATHY RD STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-206-4200 MAIL ADDRESS: STREET 1: 1200 ABERNATHY RD STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: Mueller Holding Company, Inc. DATE OF NAME CHANGE: 20060123 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAM Sustainable Asset Management Ltd. CENTRAL INDEX KEY: 0001418427 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 BUSINESS PHONE: 0041-44-397 10 45 MAIL ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 SC 13G/A 1 samsustmuellerwtr13g_081309.htm SAM SUSTAINABLE ASSET MANAGEMENT AG Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 1 )*
 
Mueller Water Products, Inc.
(Name of Issuer)
 
Common
(Title of Class of Securities)

624758108
(CUSIP Number)
 
July 17th, 2009
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o           Rule 13d-1(b)
x           Rule 13d-1(c)
¨           Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
1

 
 
CUSIPNO.  624758108
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SAM Sustainable Asset Management AG
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INTRUCTIONS)
(a) o  
(b) ¨
 
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5
SOLE VOTING POWER
5343600
 
6
SHARED VOTING POWER
0
 
7
SOLE DISPOSITIVE POWER
5343600
 
8
SHARED DISPOSITIVE POWER
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5343600
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.59%
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
00
 
 
 
2

 
 
 
Item 1.  (a)
Name of Issuer:
Mueller Water Products, Inc.
 
  (b) Address of Issuer's Principal Executive Offices:
   
1200 Abernathy Road
NE Suite 1200
Atlanta, GA 30328
USA
     
Item 2. (a)
Names of Persons Filing: SAM Sustainable Asset Management AG
 
  (b)
Address of Principal Business Office or. if None. Residence:
Josefstrasse 218, 8005 Zurich
 
  (c)
Citizenship: Switzerland
 
  (d)
Title of Class of Securities:COMMON
 
  (e)
CUSIP Number:624758108
 
 
 
 Item 3.
If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c) check whether the person filing is a:
 
  (a) o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
  (b) o   
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
  (c) o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
  (d) o  
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
  (e) o
An investment adviser in accordance with §240.13d-l (b)(l )(ii)(E).
 
  (f) o
An employee benefit plan or endowment fund in accordance with §240.13d-l(b)(l)(ii)(F).
 
  (g) o
A parent holding company or control person in accordance with §240.13d-l(b)(l)(ii)(G).
 
  (h) o
A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
 
  (i) o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
 
  (j) o
Group, in accordance with §240.13d-l(b)(l)(ii)(J).
 
  (k) o
Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
 
  If this statement is filed pursuant to Rule 13d-l(c) check this box: x
 
 
 
3

 
 
 
 Item 4
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.
 
  (a)
Amount beneficially owned: 5343600 common shares
  (b)
Percent of class: 4.59 %
 
  (c)
Number of shares as to which the person has:
 
   
(i)
Sole power to vote or to direct the vote:
 
    (ii)
Shared power to vote or to direct the vote:
 
    (iii)
Sole power to dispose or to direct the disposition of:
 
    (iv)
Shared power to dispose or to direct the disposition of:
 
  Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)( 1).
 

Item 5
Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

Instruction: Dissolution of a group requires a response to this item.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
SAM Sustainable Asset Management AG is filing this Schedule 13G in its capacity as investment adviser with discretionary authority with respect to various advisory clients.  No individual advisory client is known to have beneficial ownership of 5% of the outstanding shares of Mueller Water Products; Inc.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being  Reported on By the Parent Holding Company or Control Person.
 
n/a
 
Item 8.
Identification and Classification of Members of the Group,
 
n/a
 
 Item 9.
Notice of Dissolution of Group,
 
n/a

 
 
4

 
 
Item 10.
Certification.
 
By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect
 

SIGNATURE

 
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
 
Dated:  12/08/2009
 
 
By:
signature  
 
Christin Forstinger
 
 
Head Legal & Compliance
 
     
 

 
5

 

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